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I’m putting myself out there a little bit with this post. I had a very simple thought today about the relationship between volatility and demand for stocks. “Wow, I can’t believe CC has not put 2+2 together before.” I’m surprised I’ve never had this thought before, but I’ll share it for the benefit of others that have not thought about the relationship between volatility and demand.

While I’m somewhat embarrassed for never having this thought before, I also have not read about it in a book, on a blog or heard about it on TV. Here it is.

Think of yourself as a portfolio manager for a hedge fund. Let’s say in the back of your head you are targeting a 20% return for the year. When the VIX is at 35, you can maintain high cash positions and still achieve great returns because of the large swings in price. But what about when the VIX is at 17? You have days like today where ES is trading within a 2-3 point range. If you want to generate a big return, you need to buy more stock to make up for the smaller price movements.

So I would make the argument that as volatility goes down the demand for stock increases. Likewise, if there is an economic shock and an increase in volatility, the demand for stock goes down since the need to magnify returns goes down (you’re getting more pop from each position when the VIX is higher). Note that I’m ignoring other variables. If there is an economic shock, besides portfolio managers reducing position size because of increased volatility, they are also likely selling to reduce exposure out of fear. I’m just focusing on the relationship of volatility and demand.

If you think about things in extremes, it further illustrates my point. If the VIX is at 80, you could be 10% invested and generate excellent returns. You’re getting a ton of price movement. In contrast, if the VIX is at 5 you would likely need to deploy leverage to generate large returns.

So what does it all mean? It means that if things stay quiet and the VIX makes new lows, portfolio managers are going to need to deploy more cash (or leverage) in order to make big returns (ie., more demand for stocks). Likewise, when volatility spikes we’ll see a reduction in demand for stocks based solely on increased volatility (putting aside reduced demand due to other factors – fear, etc).

This is also somewhat of a chicken/egg problem because volatility is only going to go down if demand drives stock prices up. I get that. Still, I believe the lower volatility adds fuel to the rally. How do I prove it? Because I know that I’ll deploy more cash (or even leverage) in a lower volatility environment. I would have no problem being 80-90% invested right now if I was able to get there. But when the VIX was a 40, I would never take it that high. I had plenty of bang without deploying most of my capital. Put another way, just like a portfolio manager, I need to deploy more capital in this kind of environment to get a decent return.

§2695 · March 8, 2010 · Uncategorized · · [Print]

  • brian
    Interesting theory- youre probably right too :)

    I was just noticing today how long the frikkin VIX is- the question now is, since we're so low, does it do what it has in the recent past and bounce
  • Added to my $PGJ and $EWZ positions. About 25% invested.
  • Added to my position in $C on breakout over 200 DMA.
  • Added more $QQQQ at 46.88. Added some long $VXX at $23.48. Stop at $23.20.
  • $VXX seems decent for a scalp trade. Use the low at $23.22 as a stop area. The low since VXX started on 14 day RSI is 22. We're at 22. A low prob/high reward setup.
  • Added initial long position in $QQQQ. About 18% invested right now.
  • $QQQQ have taken out the January intraday high of $46.64. Look at $CSCO chart. Very good looking long term chart.
  • tbird2252
    CC,
    Another great thought from the master!!! If you feel VIX is going to single digits why not go 100% in this environment? With all of the possible extraneous events one has to consider; I for one would not and many others would probably concur.

    I have been scaling into the VXX as a hedge for the inevitable decline. Whether it be by a natural event, ie. earthquake etc. or man made; one must always be prepared!
  • Oh, I don't know about being the master. lol. To clarify, I don't have any feeling where the VIX is headed. I'm just a guy hoping to ride a bullish wave until the market throws me off and hits my stops.

    All I'm saying is that volatility reduction and expansion adds fuel to the movement in both directions. As people get more bullish, vol generally goes down causing more buying. When people get scared, vol goes up and people sell to sell but there is also selling caused by people not needing as much stock due to vol increasing.
  • i have to agree with you based on... it's exactly what i'm doing right now. the last few weeks i've been trading 2-3k block sizes. 6 months ago i NEVER would of even considered it. When VIX and volatility are suck ass low, one needs to squeeze every little bit of gain out of micro steps. great article.
  • That's how I thought of this. I realized that I was doing it and that big money would do this as well.
  • interesting thinking but yes a chicken and egg...if i knew volatiliity was going to 17 i would have gotten invested fully :)
  • It's thought provoking. I think the reason I have not seen this subject broached is because its been 10 years (internet bubble) since we saw hyper volatility and a reduction back to a normal range. Even the internet bubble was nothing like we had a year ago. 80-90 VIX. Hope everyone enjoyed the free juice.

    I found it very ironic last year that 3x ETFs were coming out to the market when nobody needed the extra juice. You would have thought the product would have come out when the VIX was in single digits a few years back.
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